Article L521-3-2
…nce of these instruments are not considered to be payment services within the meaning of Article L. 314-1.Companies that provide services based on these specific payment instruments, for the part of t…
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Showing 9131–9140 of 33462 articles for “Art. 1397-3 al. 3”
…nce of these instruments are not considered to be payment services within the meaning of Article L. 314-1.Companies that provide services based on these specific payment instruments, for the part of t…
Where the intermediary acts on behalf of a credit institution, a finance company, an electronic money institution that provides payment services, a payment institution, another intermediary in banking…
Without prejudice to the provisions of Article L. 229-4 of the Commercial Code, the Autorité de contrôle prudentiel et de résolution also has the power to oppose, in accordance with the provisions of…
By way of derogation from this section, class 1 bis investment firms shall apply the provisions of articles L. 511-51 to L. 511-102.
…than portfolio management companies which provide the investment service referred to in Article L. 321-1 .4 shall not accept, unless they return them in full to the client, any remuneration, commissi…
The members of the risk committee set up pursuant to the provisions of Article L. 533-31 have the knowledge, skills and expertise to enable them to understand, manage and monitor the investment firm's…
…ions when it supervises the implementation of this strategy by the persons mentioned in Article L. 532-2 .4 and by the head of the risk management function. In the case of a branch of an investment fi…
…set up a compensation committee. Branches of third-country undertakings referred to in Article L. 532-48 that are large in relation to their size are required to provide evidence of the existence of…
A decree of the Conseil d'Etat shall lay down the conditions for the application of this sub-section.
…ibilities and for the accomplishment of its missions, the department referred to in Article L. 561-23 may transmit to Europol the information and financial analyses available to it pursuant to II and…
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