Article L621-24
…d or administer financial instruments of which they have become aware in the course of their duties and which may constitute a breach of the provisions of the AMF General Regulation relating to the ru…
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Showing 2391–2400 of 56564 articles for “Art. 1447-0 and 1478”
…d or administer financial instruments of which they have become aware in the course of their duties and which may constitute a breach of the provisions of the AMF General Regulation relating to the ru…
…e a breach by a member of the rules of the code of conduct referred to in the same article.Notwithstanding Articles 42 et seq. of Act 86-1067 of 30 September 1986 on freedom of communication, when the…
…their legal representative, depending on the seriousness of the breach: 1° A warning ; 2° a reprimand 3° Compulsory insertion of a notice or press release in the publication concerned; 4° Broadcast…
The investigators and auditors may, for the purposes of the investigation or audit, ask to be provided with any documents, regardless of the medium used.Investigators and auditors may summon and inter…
…n shall be communicated by the persons referred to in a to c to the Autorité des marchés financiers and made public by the latter, under the conditions mentioned in Regulation (EU) No 596/2014 of the…
…upon the chairman of the Autorité des marchés financiers or his representative to file submissions and to develop them orally at the hearing, without prejudice to the provisions of Article L. 466-1.
…nanciers may only be held liable for the application of the provisions of Regulation (EU) 2017/1129 and its delegated regulations in respect of the approval of prospectuses.
At the request of a court hearing an action for damages, the Autorité des marchés financiers may transmit to the court any investigation or inspection reports in its possession, the production of whic…
…ay hold at any time. III - The Autorité des marchés financiers shall notify the European Securities and Markets Authority and, where applicable, the competent authorities of other Member States of the…
…or notification referred to in Article 16 of Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (Market Abuse Regulation) and repealing Directiv…
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