Article R519-40
The association verifies that its members and the staff concerned comply with the obligations relating to training and continuing professional development set out in articles L. 314-24 and R. 519-15-1…
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Showing 4181–4190 of 56564 articles for “Art. 1447-0 and 1478”
The association verifies that its members and the staff concerned comply with the obligations relating to training and continuing professional development set out in articles L. 314-24 and R. 519-15-1…
The amount stipulated in the last paragraph of article L. 526-19 is set at 100,000 euros.
…on its application drawn up in accordance with the conditions laid down in the Delegated Regulation and the Implementing Regulation of the European Commission adopted pursuant to paragraphs 4 and 5 of…
I. - Any portfolio management company whose registered office is located in mainland France, Guadeloupe, French Guiana, Martinique, La Réunion, Mayotte or Saint-Martin, wishes for the first time to ma…
…e prudentiel et de résolution, which shall inform the Autorité des marchés financiers: 1° The scale and scope of the services it provides; 2° Where it provides the service referred to in 3 of Article…
The provisions of Articles R. 533-1, R. 612-34, R. 612-36 to R. 612-50 and R. 613-10 to R. 613-23 also apply to the persons mentioned in Article 4 of Article L. 440-2.The Autorité de contrôle prudenti…
…its members subject to the requirement of good repute referred to in articles L. 500-1, L. 519-3-3 and R. 519-6 meet this requirement. To this end, any person applying for membership or renewal there…
Following its audits, the association recommends any compliance measures to its members and ensures that they are followed up.
The Autorité de contrôle prudentiel et de résolution shall immediately inform the public of the withdrawal of authorisation by means of a press release posted on its website. It will also inform the b…
I. - Pursuant to the provisions ofArticle L. 532-3-1 and without prejudice to the provisions of I ofArticle L. 531-6, the Autorité de contrôle prudentiel et de résolution shall be informed in advance…
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