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Showing 891–900 of 29751 articles for “Art. 15 mai 1973”
Position limits and position management controls shall be transparent and non-discriminatory, shall state how they apply to persons and shall take into account the nature and composition of market par…
Decisions to admit a financial instrument or an asset mentioned in II of Article L. 421-1 are made public by the market undertaking.
The Autorité de contrôle prudentiel et de résolution, where it is the authority responsible for supervision on a consolidated basis, continuously monitors compliance with the conditions set out in Art…
Each year, Caisse des Dépôts et Consignations submits its annual and consolidated financial statements, certified by two statutory auditors under the conditions defined in Title II of Book VIII of the…
When the offices are opened by portfolio management companies, the notification provided for in Article L. 532-14 is sent to the Autorité des marchés financiers. The latter shall inform the Autorité d…
The penalties provided for in Article 313-1 of the Criminal Code shall apply if any person engages in the activity of intermediary in equity financing in breach of Articles L. 548-1 to L. 548-4.
Legal entities found to be criminally liable, under the conditions set out in Article 121-2 of the French Criminal Code, for the offence provided for in Article L. 572-13 of this Code are liable to :1…
A decree in the Conseil d'Etat shall lay down the procedures for applying the provisions of this chapter.
Any natural person who engages in the business of intermediary in banking and payment services without complying with the obligation set out in the first paragraph of Article L. 519-2 is liable to two…
The organisations bound by a branch agreement or, failing that, by professional agreements meet, at least once every five years, to examine the need to revise the classifications. These negotiations s…
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