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Showing 4141–4150 of 14710 articles for “Art. 150 U et seq.”
Where an investment service provider other than an asset management company intends to amend any of the disclosures referred to in II ofArticle D. 532-20 or, as the case may be, provided for inArticle…
…gement company governed byArticle L. 532-9 which, having its registered office in mainland France, Guadeloupe, French Guiana, Martinique, La Réunion, Mayotte and Saint-Martin, wishes to establish a br…
The association is drawing up a guide to professional competence and ongoing professional training and development. This guide presents a list of training courses adapted to the levels of professional…
The association shall equip itself with the resources it needs to support its members in carrying out their activities and complying with their obligations. It shall put in place an organisation and w…
If the association is also authorised underArticle L. 513-5 of the Insurance Code or III of Article L. 541-4 of this Code, it may set itself up according to a federal model, separating each of its act…
The total assets of the AIFs mentioned in IV and VI of Article L. 532-9:1° Do not exceed the threshold of 100 million euros, including assets acquired through the use of leverage; or2° Does not exceed…
The AMF shall draw up a list of the information that it deems necessary to carry out the assessment provided for in Article R. 532-15-1 and that must be communicated to it as part of the notification…
Class 1 bis investment firms are subject to the provisions of articles R. 511-15 to R. 511-16-4.
The intermediaries mentioned in 1° and 4° of I of article R. 519-4 who also carry out insurance or reinsurance brokerage activities may join only one approved professional association, provided that t…
The association shall check that its members comply with the obligation to take out a financial guarantee as set out in article L. 519-4. It shall ensure that the amount of the guarantee referred to i…
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