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Showing 7731–7740 of 17003 articles for “Art. 150 V”
In addition to the committee provided for in article R. 519-51, the association's articles of association set up a general meeting and a board of directors. These articles of association lay down the…
I. - Before granting authorisation as an investment firm to an applicant that is a direct or indirect subsidiary of an insurance company, reinsurance company, credit institution, investment firm or po…
The other convertible instruments referred to in 3° of Article L. 533-30-11 that may be used for the allocation of variable compensation are the only instruments that may be fully converted into Tier…
Investment firms shall require the instruments referred to in Article L. 533-30-11 to be held for a minimum period defined under the conditions set out in Article L. 533-30-1 so as to align the incent…
Where they have been given authority to sign on behalf of an investment firm, members of the staff of that investment firm may not, without the authorisation of the senior management, perform administ…
The Board of Directors, the Supervisory Board or any other body exercising equivalent supervisory functions shall have adequate access to the information and documents necessary to supervise and monit…
…er. These persons are not required to draw up these tables when the information mentioned in the previous paragraph is published, in accordance with the procedures provided for in II, by their consoli…
…d of Article 51 of Regulation (EU) 2019/2033 of the European Parliament and of the Council of 27 November 2019 published by investment firms as well as the information they provide concerning the gen…
…33-30-13, the conduct likely to result in the reduction or restitution, in whole or in part, of the variable remuneration shall be defined by the investment firms, taking into account, in particular,…
When they have a website, investment firms shall use it to present the systems implemented to ensure compliance with the requirements laid down in Article L. 533-29-3, this section and the regulatory…
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