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Showing 8271–8280 of 17003 articles for “Art. 150 V”
…511-6 is issued by the Autorité de contrôle prudentiel et de résolution in accordance with the provisions of this sub-section.
The total assets of the AIFs mentioned in IV and VI of Article L. 532-9:1° Do not exceed the threshold of 100 million euros, including assets acquired through the use of leverage; or2° Does not exceed…
…AMF shall draw up a list of the information that it deems necessary to carry out the assessment provided for in Article R. 532-15-1 and that must be communicated to it as part of the notification pro…
…of an application for authorisation, the AMF will check that it complies with the standard file provided for in the second paragraph of Article R. 532-10 and, if it does, will examine it. The AMF may…
Where it is authorised to provide one or more investment services, the portfolio management company shall, for the provision of such services, comply with the provisions of this Title applicable to po…
…rawn up by the Autorité des marchés financiers.This standard file includes the information to be provided for the application of the authorisation procedure provided for inArticle L. 532-9 and, where…
…of an insurance company, reinsurance company, credit institution, portfolio management company or investment firm authorised in a Member State of the European Union or in another State party to the Ag…
…'s silence on applications for professional certification from bodies that organise examinations to verify the professional knowledge of individuals placed under the authority of or acting on behalf o…
…for doing so based solely on the criteria set out in Article R. 532-15-1, or if the information provided by the proposed acquirer pursuant to Article R. 532-15-2 is incomplete.
The provisions of Articles R. 533-1, R. 612-34, R. 612-36 to R. 612-50 and R. 613-10 to R. 613-23 also apply to the persons mentioned in Article 4 of Article L. 440-2.The Autorité de contrôle prudenti…
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