Article L531-6
…ntiel et de résolution in assessing the transactions referred to in the second paragraph. The terms and conditions of the procedures referred to in this I are specified by the decree provided for in A…
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Showing 2551–2560 of 58573 articles for “Art. 150 VI and 150 VM”
…ntiel et de résolution in assessing the transactions referred to in the second paragraph. The terms and conditions of the procedures referred to in this I are specified by the decree provided for in A…
I. - Authorisation to provide one or more investment services by a credit institution may be granted to legal entities having their registered office in France or to branches established in France of…
Without prejudice to the provisions of Article 26-6 of Law No 47-1775 of 10 September 1947 on the Statute for a Cooperative Society, the Autorité des marchés financiers is competent to oppose, in acco…
When the offices are opened by portfolio management companies, the notification provided for in Article L. 532-14 is sent to the Autorité des marchés financiers. The latter shall inform the Autorité d…
The provisions of this section do not apply to: 1° Trading platform managers governed by Articles L. 420-18, L. 422-1, L. 424-9, L. 425-9 and L. 425-10 ; 2° Branches of credit institutions referred to…
…all determine the procedures to be followed by the Autorité de contrôle prudentiel et de résolution and the Autorité des marchés financiers in exercising the powers vested in them by Articles L. 532-1…
The following may provide investment services within the limits of the legislative provisions which, where applicable, govern them, without being subject to the authorisation procedure provided for in…
A firm other than an investment firm or an asset management company may not use any name, corporate name, advertising or, in general, any expression suggesting that it is authorised as an investment f…
I. - In order to provide investment services, investment services providers other than portfolio management companies must obtain authorisation. This authorisation is issued by the Autorité de contrôl…
When investment firms open information, liaison or representative offices in France, they must first notify the Autorité de contrôle prudentiel et de résolution, which will inform the Autorité des mar…
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