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Showing 2761–2770 of 58573 articles for “Art. 150 VI and 150 VM”
I.-In order to provide one or more of the services referred to in Article L. 54-10-2 on a regular professional basis, service providers established in France may apply for authorisation from the Autor…
…y a court decision taken after obtaining the opinion of the Autorité des marchés financiers. The provisions of article L. 823-3-1 of the Commercial Code are applicable to intermediaries in miscellaneo…
Subscribers are informed of the results of the offer and, where applicable, of the organisation of a secondary market for the tokens in accordance with the procedures specified in the General Regulati…
All financial investment advisers must be able to provide evidence at all times of the existence of an insurance policy covering them against the financial consequences of their professional civil lia…
Tied agents as defined in article L. 545-1 are registered in the single register mentioned in article L. 546-1.
…plies to categories of staff, in particular the persons mentioned in Article L. 533-25, risk-takers and any employee receiving total remuneration at least equal to the lowest remuneration received by…
…y termination of an employment contract must correspond to effective performance assessed over time and not reward failure or fault. Global remuneration linked to compensation or buy-outs of previous…
…ay apply for approval from the Autorité des marchés financiers. Issuers shall prepare a document providing all relevant information to the public on the proposed offer and on the issuer. This informat…
…ir obligations under this chapter on the basis of an assessment of the risks presented by their activities in terms of money laundering and terrorist financing. To this end, they shall define and impl…
…ship, the persons referred to in Article L. 561-2 shall collect information relating to the purpose and nature of the relationship and any other relevant information. They shall update this informatio…
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