Article D341-5
When a natural person or a legal entity mandated in application of I of article L. 341-4 carries out canvassing activities on behalf of several employers or principals, a single registration number is…
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Showing 3151–3160 of 9745 articles for “Art. 150-0 D ter”
When a natural person or a legal entity mandated in application of I of article L. 341-4 carries out canvassing activities on behalf of several employers or principals, a single registration number is…
Commission Delegated Regulation (EU) 2017/591 of 1 December 2016 clarifies the definition of economically equivalent OTC contracts.
The bodies or undertakings referred to in Article 7 of L. 440-2 meet the following conditions:they do not offer clearing services on behalf of third parties; -they belong to one of the following categ…
Applications for approval and renewal are sent to the departmental directorate for competition, consumer affairs and fraud control in whose area of jurisdiction the association has its registered offi…
Approval may be withdrawn, after consultation with the public prosecutor and the Autorité des marchés financiers, if the association no longer meets one of the conditions for approval. The association…
The operator of a system governed by the law of a third country mentioned in 2°, 3° or 4° of I of Article L. 330-1 and approved in accordance with this same article shall inform the Minister in charge…
The Autorité des marchés financiers shall inform the European Commission and the European Securities and Markets Authority without undue delay of any measure taken pursuant to the second paragraph of…
The authorisation of associations whose express statutory purpose is the defence of investors in transferable securities or financial products provided for in the third paragraph of Article L. 452-1 m…
The threshold referred to in 2° of article L. 411-2 is set at 8 million euros.
The Autorité des marchés financiers shall notify the European Securities and Markets Authority of any authorisation granted to an investment services provider other than a portfolio management company…
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