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Showing 1611–1620 of 14328 articles for “Art. 1542 et seq.”
…the European Economic Area, this deregistration entails the liquidation of the branch's balance sheet and off-balance sheet items.Any company that has been deregistered remains subject to the supervi…
…n which intends to outsource operational functions shall inform the Autorité de contrôle prudentiel et de résolution.Essential operational functions may not be outsourced in such a way as to seriously…
Within the limits of the services it is authorised to provide in its home country, and depending on the authorisation it has received there, any legal or natural person authorised to provide investmen…
The persons referred to in Article L. 532-18-1 shall send the Autorité des marchés financiers, at its request and for statistical purposes, periodic reports on the activities of their branch. The Auto…
…r Member State of the European Union or party to the Agreement on the European Economic Area which set up branches to manage one or more UCITS governed by French law and approved in accordance with Di…
…3° of the first paragraph of Article L. 533-10 when these management companies manage an AIF or market its units or shares on an unrestricted basis. III - The Autorité des marchés financiers may requi…
…egal representative is the AIFM's contact point in the European Union. All official correspondence between the competent authorities and the AIFM and between unitholders or shareholders established in…
In this section :1° "Third-country firm" means a firm which, if its head office or registered office were situated in a Member State of the European Union, would be either a credit institution providi…
I.-The Autorité de contrôle prudentiel et de résolution shall not grant authorisation to the branch of the applicant third-country undertaking unless the third-country undertaking to which the branch…
Where a competent authority of a third country fails to comply with a request for information exchange referred to in 2° of Article L. 532-29, the AMF may refer the matter to the European Securities a…
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