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Showing 15211530 of 24360 articles for Art. 155 IV

French Monetary and Financial CodeIn force
Chapter IV: Offences relating to market undertakings and clearing houses

Article L464-1

Subject to the provisions of Article 226-14 of the French Criminal Code, any manager, employee or agent of a clearing house is liable to the penalties provided for in Article 226-13 of the French Crim…

AI translation · Updated 7 Nov 2023Open Article
French Monetary and Financial CodeIn force
Chapter IV: Offences relating to market undertakings and clearing houses

Article L464-2

…ided for in Article 226-13 of the French Criminal Code shall apply if the members of the administrative, management and supervisory bodies, managers, employees or agents of market undertakings violate…

AI translation · Updated 7 Nov 2023Open Article
French Monetary and Financial CodeIn force
Chapter IV: Investment research, financial analysis and voting advisory services

Article L544-2

The directors of a company must refrain from taking any initiative with the financial analysts whose services they pay for which would have the purpose or effect of favouring their own interests, or t…

AI translation · Updated 7 Nov 2023Open Article
French Monetary and Financial CodeIn force
Chapter IV: Investment research, financial analysis and voting advisory services

Article L544-5

Any interested party may apply to the President of the Court hearing an application for interim measures to order a voting consultant to make public the information referred to in article L. 544-4, su…

AI translation · Updated 7 Nov 2023Open Article
French Monetary and Financial CodeIn force
Chapter IV: Investment research, financial analysis and voting advisory services

Article L544-3

A voting advisory service is provided by a legal person who analyses, on a professional and commercial basis, corporate documents or any other information concerning companies whose shares are admitte…

AI translation · Updated 7 Nov 2023Open Article
French Monetary and Financial CodeIn force
Chapter IV: Investment research, financial analysis and voting advisory services

Article L544-4

…in substitution. In order to inform their clients of the exact content and reliability of their activities, voting advisors shall make public, at least annually, information concerning the preparatio…

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French Monetary and Financial CodeIn force
Chapter IV: Investment research, financial analysis and voting advisory services

Article L544-6

Articles L. 544-3 to L. 544-5 apply to voting advisers whose registered office is in France, to voting advisers whose registered office is not in a Member State of the European Union but whose head of…

AI translation · Updated 7 Nov 2023Open Article
French Monetary and Financial CodeIn force
Chapter IV: Provisions to combat money laundering and terrorist financing

Article L574-2

Subject to the provisions of article 226-14 of the French Criminal Code, any person who disregards the prohibition set out in the second paragraph of article L. 561-30 shall be liable to the penalties…

AI translation · Updated 7 Nov 2023Open Article
French Monetary and Financial CodeIn force
Chapter IV: Provisions to combat money laundering and terrorist financing

Article L574-3

The penalties provided for in Article 459 (1) of the Customs Code shall apply to the persons referred to in Article L. 562-4, their managers or agents and, in the case of persons subject to a freezing…

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French Monetary and Financial CodeIn force
Chapter IV: Provisions to combat money laundering and terrorist financing

Article L574-1

A fine of 22,500 euros shall be imposed for disregarding the prohibition on disclosure laid down in Article L. 561-18, Article L. 561-24, Article L. 561-25 III, Article L. 561-25-1 II and the penultim…

AI translation · Updated 7 Nov 2023Open Article
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Mariela Petrova

Mariela Petrova

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