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Showing 6161–6170 of 24360 articles for “Art. 155 IV”
The manager of a trading platform does not commit its own capital or trade by matching with its own account on the platforms it manages. Proprietary trading is a form of trading in which a person, the…
The operator of the organised trading system may use an investment services provider other than a portfolio management company to act as a market maker within the meaning of 2° of Article L. 531-2 on…
…nd non-discriminatory manner, the conditions for admission of clients to the system, based on objective criteria. The operator of the organised trading system may obtain from its clients a list of the…
For the purposes of this section, an issuer is a person or entity whose financial securities are admitted to trading on a regulated market or whose financial securities, whether admitted to trading or…
…rmation referred to in I ofArticle L. 233-7 of the Commercial Code persist in breaching the legislative or regulatory provisions applicable to them, the AMF may, after informing the supervisory author…
…eferred to in 1°, products referred to in 2° and units referred to in 3° of Article L. 425-1; 2° Derivatives referred to in 4° of Article L. 425-1 that do not fall into a category subject to the clear…
…e of debt securities denominated in a currency other than the euro, with a denomination per unit equivalent to at least €100,000 on the date of issue;6° The European Financial Stability Facility estab…
I.-The operator of an organised trading system shall take all measures necessary to comply with the prohibition set out in Article L. 420-2 for the execution of members' orders on the system, whether…
…ue of less than 1,000 euros and which are not money market instruments, within the meaning of Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004, referred to above, wi…
The Legal and Administrative Information Directorate is responsible for the centralised storage of regulated information, as provided for in Article 21 of Directive 2004/109/EC of the European Parliam…
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