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Showing 2021–2030 of 26201 articles for “Art. 1630 to 1633”
The following are deemed to be professional clients within the meaning of article L. 533-16, for all investment services and all financial instruments:1. a) The credit institutions referred to in arti…
Clients referred to in Article D. 533-12 may waive the protection afforded by the rules of conduct only in accordance with the following procedure: 1° The client shall notify the investment service pr…
…nd procedure set out in Article D. 533-12-1. However, non-professional clients must not be presumed to have knowledge and experience of the market comparable to that of the clients referred to in arti…
When the Autorité de contrôle prudentiel et de résolution proposes to the European Central Bank that the authorisation of the credit institution in question be withdrawn, it shall first obtain the opi…
I. - The Autorité de contrôle prudentiel et de résolution shall notify the Autorité des marchés financiers of decisions relating to the authorisation or empowerment of the persons referred to in 2° of…
I. - In application ofArticle L. 612-21, the Autorité de contrôle prudentiel et de résolution draws up and updates, in the form of an electronic register, the lists of the following persons: 1° The pe…
After obtaining the opinion of the Consultative Commission referred to in I of Article L. 612-14, the AMF may draw up standard application files, including the list, format and procedures for transmit…
The b of 2° of the I of article R. 221-9 is replaced in Saint-Martin by the equivalent provisions applicable locally.
I. - Subject to the adaptations provided for in II and III, the provisions of the articles mentioned in the left-hand column of the table below shall apply in New Caledonia, in the wording indicated i…
…250 people and whose annual turnover does not exceed 50 million euros or whose annual balance sheet total does not exceed 43 million euros ;"b) In the SME category, a small business is defined as a bu…
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