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Showing 2741–2750 of 57785 articles for “Art. 1691 bis and Art. 1723 ter-00 B”
…ial Code is also provided when the issuer's registered office is outside the European Economic Area and falls within the cases referred to in II of Article L. 451-1-2 of this Code. In such cases, Arti…
I. - The Financial Public Prosecutor may not initiate public proceedings for the application of the penalties provided for in this section when the Autorité des marchés financiers has served a stateme…
The operator of the organised trading system establishes the rules of the system. These transparent rules ensure a fair and orderly trading process and set objective criteria for the efficient executi…
Members of clearing houses may not invoke professional secrecy in response to requests made by the clearing house for the purpose of monitoring positions and concerning the identity, positions and sol…
…s, within the meaning of 1.1 of Article 2 of Regulation (EU) No 909/2014 of the European Parliament and of the Council of 23 July 2014 on improving securities settlement in the European Union and on c…
…ry referred to in 1° of I of Article L. 441-1, to whom all the powers of administration, management and representation of the legal entity shall be transferred. This appointment is made either at the…
I. - Any person who, by any means, disseminates information that gives false or misleading information about the situation or prospects of an issuer or about the supply, demand or price of a financial…
Credit institutions and finance companies must have paid-up initial capital or a paid-up endowment, the minimum amount of which, between one million and five million euros depending on the authorisati…
When credit institutions having their head office abroad open offices for information, liaison or representation, the opening of these offices must be notified in advance to the Autorité de contrôle p…
Within the limits of the services that it is authorised to provide within the territory of a Member State other than France, where it has its registered office, any financial institution that has obta…
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