Article L532-7
…ent firm from the list of authorised investment firms other than a portfolio management company may be ordered as a disciplinary sanction by the Autorité de contrôle prudentiel et de résolution.Deregi…
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Showing 3191–3200 of 57785 articles for “Art. 1691 bis and Art. 1723 ter-00 B”
…ent firm from the list of authorised investment firms other than a portfolio management company may be ordered as a disciplinary sanction by the Autorité de contrôle prudentiel et de résolution.Deregi…
…rvice provider other than a portfolio management company whose registered office is located in mainland France, Guadeloupe, French Guiana, Martinique, La Réunion, Mayotte and Saint-Martin and which is…
Article L. 232-1 of the French Commercial Code is applicable to electronic money institutions under conditions set by the Autorité des normes comptables (French accounting standards authority), after…
…l et de résolution also has the power to oppose, in accordance with the provisions of Article 8(14) and Article 19 of Council Regulation (EC) No 2157/2001 of 8 October 2001 on the Statute for a Europe…
…lution may withdraw the authorisation of an investment firm at the request of the firm. It may also be decided ex officio by the AMF in the following cases: 1° The investment firm has obtained authori…
…or applying Articles L. 532-10 to L. 532-12. In particular, it shall determine the procedures for publicising decisions to withdraw authorisation or deregister.
…the conditions under which the information provided for in Articles L. 532-23 to L. 532-25-1 shall be communicated to the competent authorities of the Member State concerned.
…with any useful information on the procedures for protecting the funds collected. Customers shall be informed of any changes. This information may not be used for advertising purposes.
…té de contrôle prudentiel et de résolution shall verify that the firm: 1. Has its registered office and effective management in France ; 2. Has, taking into account the nature of the service it wishes…
…L. 533-1, L. 533-6, L. 533-9, L. 533-11 to L. 533-20, the first paragraph of Article L. 533-23, 2° and 4° of Article L. 533-24, 1° and 2° of Article L. 533-24-1, Articles L. 632-1 to L. 632-6, L. 632…
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