Article L532-1
…investment services, investment services providers other than portfolio management companies must obtain authorisation. This authorisation is issued by the Autorité de contrôle prudentiel et de résol…
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Showing 3221–3230 of 57785 articles for “Art. 1691 bis and Art. 1723 ter-00 B”
…investment services, investment services providers other than portfolio management companies must obtain authorisation. This authorisation is issued by the Autorité de contrôle prudentiel et de résol…
…ution, which will inform the Autorité des marchés financiers. These offices shall state the name or business name of the institution they represent.
In order to supervise an investment service provider benefiting from the regime provided for in Article L. 532-18-1, the competent authorities of the home country to which it belongs may require its b…
…is Title, "financial instrument" means financial instruments within the meaning of Article L. 211-1 and the units referred to in Article…
The Minister responsible for the economy shall set the conditions under which investment firms and credit and investment institutions as defined in article L. 516-1 may carry on, on a professional bas…
…ement companies are legal entities which manage one or more : 1° UCITS ; 2° FIA ; 3° UCITS governed by foreign law and approved in accordance with Directive 2009/65/EC of the European Parliament and o…
The provisions of Articles L. 532-23 and L. 532-24 apply ipso jure to the provision of the investment services mentioned in Article L. 321-1. They may also apply to the joint provision of related serv…
The Minister responsible for the economy shall specify the conditions for the application of articles L. 532-6 and L. 532-7. In particular, it shall set the terms and conditions under which :a) Decisi…
…té des marchés financiers finds that a management company referred to in Article L. 532-20-1 with a branch or providing services in mainland France, Guadeloupe, French Guiana, Martinique, La Réunion,…
I. - Any portfolio management company having its registered office in mainland France, the overseas departments, the department of Mayotte and Saint-Martin and authorised to manage a UCITS authorised…
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