Article R353-1
Any person canvassing for banking and financial services as defined in article L. 341-1, with the exception of the cases mentioned in the seventh paragraph of this article, failing to provide the pers…
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Showing 5351–5360 of 57785 articles for “Art. 1691 bis and Art. 1723 ter-00 B”
Any person canvassing for banking and financial services as defined in article L. 341-1, with the exception of the cases mentioned in the seventh paragraph of this article, failing to provide the pers…
The Autorité des marchés financiers shall notify the European Securities and Markets Authority of any authorisation granted to an investment services provider other than a portfolio management company…
In order for the association to obtain approval, its managing members, within the meaning of article 5 of the aforementioned law of 1st July 1901, must meet the following conditions: 1° Be of legal ag…
When the Financial Public Prosecutor informs the Autorité des marchés financiers of his intention to initiate public proceedings pursuant to the first paragraph of II of Article L. 465-3-6, he shall s…
…Article L. 511-51 in accordance with Articles L. 511-10 or R. 511-3-1, it consults the central database concerning administrative sanctions held by the European Banking Authority.
When a natural person carries out canvassing activities on behalf of a legal entity authorised under the conditions set out in I of article L. 341-4, the legal entity issues the canvassing licence pro…
…e or de facto manager of a commercial company referred to in article R. 313-14 who contravenes the obligations referred to in I of that article, or any other legal entity or natural person who is a tr…
The competent administrative authority referred to in article D. 351-3 is the Minister for the Economy.
…o the competent authority of the State concerned within one month, in accordance with the procedure and conditions laid down in Article 35 of Regulation (EU) No 1095/2010 of the European Parliament an…
The decision to appoint a trustee shall specify the foreseeable duration of the assignment and the terms on which the market undertaking will remunerate the trustee, taking into account the nature and…
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