Article D532-23-4
…532-23-2, it shall inform the Autorité de contrôle prudentiel et de résolution at least one month before the change is made in accordance with the conditions set out in Commission Delegated Regulati…
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Showing 5651–5660 of 57785 articles for “Art. 1691 bis and Art. 1723 ter-00 B”
…532-23-2, it shall inform the Autorité de contrôle prudentiel et de résolution at least one month before the change is made in accordance with the conditions set out in Commission Delegated Regulati…
…m a third country within the meaning of 1° of Article L. 532-47 of this Code is not required to establish a branch in France if, without providing any other investment service mentioned in Article L.…
The Autorité de contrôle prudentiel et de résolution shall take into account any guidance issued by the European Banking Authority for the application of Article L. 533-4.
…iary shall explain to the customer, including the potential customer, the reasons for his proposals and how he has taken account of the information he has obtained from the customer.
I.-The association shall set up a committee responsible for imposing the sanctions mentioned in the first paragraph of II of article L. 519-13 and in article L. 513-14 on its members. This committee m…
…résolution will inform the association. It will give the association the reasons for the withdrawal and specify the action required to ensure compliance. The association has a period of one month from…
…dentiel et de résolution shall make the notification provided for in Articles L. 522-9, L. 522-11-1 and L. 522-11-2 within three months.
…contrôle prudentiel et de résolution shall make the notification provided for in Articles L. 526-11 and L. 526-19 within three months.
To obtain the authorisation referred to in I ofArticle L. 531-6, the applicant shall send the Autorité de contrôle prudentiel et de résolution its application together with a file containing the infor…
To obtain authorisation as a portfolio management company, applicants must submit their application to the Autorité des marchés financiers.The application for authorisation must be accompanied by a fi…
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