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Showing 5691–5700 of 57785 articles for “Art. 1691 bis and Art. 1723 ter-00 B”
…it includes all the information required under the terms of I or II ofArticle R. 532-1 , as applicable, and, if so, shall examine it. If not, it will ask the applicant to provide the missing informat…
…rred to inArticle L. 532-18 intends to use a tied agent, within the meaning ofArticle L. 545-1, established in its home country, the identity of that agent shall be published in the single register re…
…o in I of Article L. 532-34, the Autorité des marchés financiers shall send the European Securities and Markets Authority the AIFM's assessment of the reference Member State and information about its…
Investment firms are required to close their financial year on 31 December. However, the Autorité de contrôle prudentiel et de résolution may authorise investment firms to derogate from this rule for…
The association ensures that its members comply with the obligation to offer their customers recourse to a consumer mediator in accordance with the first paragraph of article L. 612-1 of the French Co…
…ant of its decision within three months of the date of receipt of the file that complies with the standard file.The AMF may extend this period by up to a further three months if it deems it necessary…
Subject to the provisions of I of Article L. 532-9-1, the Autorité des marchés financiers shall be informed in advance of any proposed amendment to the factors taken into account for the authorisation…
…1, the AMF shall assess, for the purpose of ensuring that the portfolio management company targeted by the proposed acquisition has sound and prudent management and taking into account the likely infl…
…authorisation referred to in Article L. 532-49 shall include : 1° The name of the authority responsible for supervising the third-country undertaking in its home country. If several authorities are re…
I. - Where, pursuant to paragraph 3 of Article 47 of Regulation (EU) No 600/2014 of 15 May 2014, a branch authorised in France of a third-country firm benefiting from an equivalence decision provided…
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