Article R533-16-4
By way of derogation from this section, class 1 bis investment firms are subject to the provisions of articles R. 511-17 to R. 511-26.
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Showing 5741–5750 of 57785 articles for “Art. 1691 bis and Art. 1723 ter-00 B”
By way of derogation from this section, class 1 bis investment firms are subject to the provisions of articles R. 511-17 to R. 511-26.
Investment firms shall require the instruments referred to in Article L. 533-30-11 to be held for a minimum period defined under the conditions set out in Article L. 533-30-1 so as to align the incent…
…pose of verifying the good repute conditions referred to in articles L. 519-3-3, L. 541-2, L. 541-7 and article L. 548-4, the body referred to in I of article R. 546-1 shall request the bulletin no. 2…
…fessional skills resulting from :1° Either a level I or II diploma attesting to higher education in banking, finance, economics or business sciences, management sciences, physical sciences, mathematic…
I. - In application of I of Article L. 549-15, the consolidated publication system referred to in the same article makes public the information mentioned in Article D. 549-4. It also makes public the…
…nformation to the Autorité des marchés financiers: 1° The identity of the persons referred to in 1° and 2° of Article L. 54-10-3, documents relating to the good repute of these persons, in particular…
Investment firms, other than portfolio management companies, publish in their annual report the return on their assets, calculated by dividing their net profit by their balance sheet total.
…or non-professional client, either generally or for each transaction, a client who might otherwise be classified as an eligible counterparty in accordance with the provisions of Article D. 533-13. An…
…ed to in II of Article L. 533-22 include the following information: 1° The most significant medium- and long-term risks associated with the investments made under the contract; 2° The composition, tur…
…ruments referred to in the second paragraph of article R. 533-2 are those referred to in 2, 3, 4, 7 and 8 of I of article D. 211-1 A.
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