Article D424-4-1
…to Article 78 of the aforementioned Commission Delegated Regulation (EU) 2017/565 of 25 April 2016 and for the application of Article L. 424-7, the multilateral trading facility as a growth market fo…
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Showing 2251–2260 of 64440 articles for “Art. 1844 al. 3 and 4”
…to Article 78 of the aforementioned Commission Delegated Regulation (EU) 2017/565 of 25 April 2016 and for the application of Article L. 424-7, the multilateral trading facility as a growth market fo…
The Autorité des marchés financiers shall inform the European Securities and Markets Authority without delay when it registers or terminates the registration of a multilateral trading facility as a gr…
…oval of the rules of an organised trading system made pursuant to the third paragraph of Article L. 425-2; 2° Requests to amend the rules of an organised trading system made pursuant to the third para…
I. - With effect from financial years beginning on or after 1 January 2014, the persons referred to in II of Article L. 511-45 shall draw up a table grouping together the information relating to their…
…oval of the rules of a multilateral trading facility pursuant to the second paragraph of Article L. 424-2; 2° Requests to amend the rules of a multilateral trading facility pursuant to the second para…
…n an asset management company plans to amend any of the disclosures referred to in I of Article D. 532-23-2, it shall inform the Autorité de contrôle prudentiel et de résolution at least one month bef…
By way of derogation from this section, class 1 bis investment firms are subject to the provisions of articles R. 511-17 to R. 511-26.
Where they have been given authority to sign on behalf of an investment firm, members of the staff of that investment firm may not, without the authorisation of the senior management, perform administ…
I.-The persons referred to in Article L. 561-2 shall define and implement procedures enabling them to determine whether the transaction they are carrying out is one of those referred to in 3° of Artic…
…the application of I of Article L. 561-5, the persons mentioned in Article L. 561-2 shall identify and verify the identity of the persons acting on behalf of the customer in accordance with the proce…
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