Article D532-23-3
Where, pursuant to I of Article L. 532-24, an investment firm or credit institution wishes to provide custody account keeping services in another Member State of the European Union or party to the Agr…
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Showing 6971–6980 of 64440 articles for “Art. 1844 al. 3 and 4”
Where, pursuant to I of Article L. 532-24, an investment firm or credit institution wishes to provide custody account keeping services in another Member State of the European Union or party to the Agr…
…bility insurance policy taken out by an intermediary in equity crowdfunding pursuant to Article L. 548-5 shall include cover of not less than 250,000 euros per claim and 500,000 euros per insurance ye…
Members of staff of an investment firm who have been given authority to sign on behalf of that firm may not take up any other employment or perform any paid work outside that firm without first inform…
Subsections 2 and 3 of this section apply to class 2 and class 3 investment firms under the conditions defined in Article L. 533-24-2.
For the application of III of Article L. 561-5, the persons mentioned in 2° to 2°e and 3°a of Article L. 561-2 shall identify and verify the identity of the beneficiaries of life insurance or capitali…
…oned in 1° to 1°c of Article L. 561-2 shall transmit to the department mentioned in Article L. 561-23 the information relating to the transactions mentioned in 6° of II of Article L. 314-1 carried out…
I.-On receipt of a complete application, the Autorité des marchés financiers will examine it and forward it within five working days to the Autorité de contrôle prudentiel et de résolution for its opi…
…r securities included in a trust or any other comparable legal arrangement governed by foreign law; 3° By virtue of a legal instrument appointing it for this purpose, it is intended to become the hold…
For the application of 2° of I of Article L. 561-5, and by way of derogation from Article R. 561-5-2, when the measures provided for in 1° to 3° of Article R. 561-5-1 cannot be implemented: 1° The per…
The persons mentioned in 2° to 2°e and 3°a of Article L. 561-2 shall take measures to determine whether the beneficiaries of life insurance or capitalisation contracts and, where applicable, their ben…
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