Article L214-190-2-1
…s, the Management Board or the company's senior managers, when exceptional circumstances so require and if the interests of investors or the public so dictate, in accordance with the conditions laid d…
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Showing 3271–3280 of 64414 articles for “Art. 2 and 202 ter”
…s, the Management Board or the company's senior managers, when exceptional circumstances so require and if the interests of investors or the public so dictate, in accordance with the conditions laid d…
The provisions of Articles L. 532-23 and L. 532-24 apply ipso jure to the provision of the investment services mentioned in Article L. 321-1. They may also apply to the joint provision of related serv…
…iel et de résolution or the Autorité des marchés financiers finds that an ISP with a branch in mainland France, Guadeloupe, French Guiana, Martinique, Reunion, Mayotte or Saint-Martin is not complying…
…e Autorité de contrôle prudentiel et de résolution or the Autorité des marchés financiers has clear and demonstrable grounds for believing that an investment service provider operating under the freed…
…ers other than portfolio management companies that design financial instruments for sale to clients and investment service providers that offer, recommend or market financial instruments are not subje…
…n receives an application for approval or exemption from approval referred to in Articles L. 517-13 and L. 517-14 from a financial holding company or mixed financial holding company established in ano…
…l holding company or on supervisory measures equivalent to those provided for in Articles L. 517-16 and L. 517-17, the Autorité de contrôle prudentiel et de résolution shall provide all the cooperatio…
The notification referred to in Article D. 214-32-7-1 shall contain the following information:1° The consequences of the transaction on voting rights ;2° The terms of the acquisition of control, in pa…
Pursuant to Article L. 214-24-7, the appointment of a depositary established in a third country is subject to : 1° The existence of arrangements for cooperation and exchange of information between the…
I. - When an eligible financial security or money market instrument referred to in article L. 214-24-55 includes a financial contract that simultaneously meets the three conditions mentioned below, th…
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