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Showing 2071–2080 of 66603 articles for “Art. 2° and 3°”
…c money institutions that provide payment services, payment institutions, intermediaries in banking and payment services, intermediaries in participative financing, providers of participative financin…
…r similar, subject to specific legislative or regulatory provisions or a special public law regime, and enabling the acquisition of specific categories of goods or services from suppliers who have con…
…l et de résolution also has the power to oppose, in accordance with the provisions of Article 8(14) and Article 19 of Council Regulation (EC) No 2157/2001 of 8 October 2001 on the Statute for a Europe…
I.-Investment firms and investment holding companies with a branch or subsidiary that is a financial institution within the meaning of Article 4(1), point 26 of Regulation (EU) No 575/2013 in a Member…
By way of derogation from this section, class 1 bis investment firms shall apply the provisions of articles L. 511-51 to L. 511-102.
The Autorité de contrôle prudentiel et de résolution shall assess and monitor, taking into account the size, risk profile and business model of the investment firm, the systems, strategies and procedu…
…equivalent supervisory functions on matters concerning the investment firm's overall risk strategy and overall risk appetite, both current and future. It assists the board of directors, the superviso…
The implementation of the remuneration policy is subject, at least once a year, to a central and independent internal assessment in the exercise of supervisory functions. In the branches of third-coun…
…ied requests submitted on a case-by-case basis by Europol within the limits of its responsibilities and for the accomplishment of its missions, the department referred to in Article L. 561-23 may tran…
…n the report has been forwarded to it by the President of the Bar Association of the Conseil d'Etat and the Cour de Cassation or the President of the Bar Association, pursuant to Article L. 561-17, th…
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