Article R519-22-1
…ed to in Article L. 519-1-1, he shall gather the information he needs about his customer's personal and financial situation, preferences and objectives in order to be able to recommend appropriate con…
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Showing 2601–2610 of 70142 articles for “Art. 2° and partition duty”
…ed to in Article L. 519-1-1, he shall gather the information he needs about his customer's personal and financial situation, preferences and objectives in order to be able to recommend appropriate con…
…information that it deems necessary to carry out the assessment provided for in Article R. 532-15-1 and that must be communicated to it as part of the notification provided for in I of Article L. 532-…
…lation (EU) 2017/1018 of 29 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments by technical regulatory standards specifying…
…ted regulation adopted pursuant to Article 12(8) of Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014.
The minimum capital of the payment institutions referred to in article L. 522-11-1 is set at 40,000 euros.
…tation containing the following information:1° The State in which it intends to establish a branch ;2° A programme of operations setting out, in particular, the investment and other services it intend…
Where, pursuant to I of Article L. 532-24, an investment firm or credit institution wishes to provide custody account keeping services in another Member State of the European Union or party to the Agr…
…23 are subject to the procedure provided for in I ofArticle L. 511-27, subject to the observations and opinions of the Autorité des marchés financiers provided for in this sub-paragraph.Credit instit…
Articles R. 533-18-3 and R. 533-18-4 apply to portfolio management companies.
…nformation to the Autorité des marchés financiers: 1° The identity of the persons referred to in 1° and 2° of Article L. 54-10-3, documents relating to the good repute of these persons, in particular…
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