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Showing 1471–1480 of 62810 articles for “Art. 2° et II”
A regulated market is managed by a market undertaking. This undertaking takes the form of a commercial company. Where the market undertaking manages a regulated market, its registered office and effec…
…e orders on behalf of third parties or to deal on own account may become members of a regulated market referred to in Article L. 421-1: a) Directly, by establishing a branch in mainland France, the Fr…
Where the remote provision of financial services to a consumer is preceded by canvassing within the meaning of article L. 341-1, article L. 341-12 applies in place of article L. 222-5 of the Consumer…
…ing facility establishes the rules of the facility. These rules, which are transparent and non-discretionary, ensure fair and orderly trading and set objective criteria for the efficient execution of…
…stors is made up of persons, other than qualified investors, whose number is less than a threshold set by decree ; 2° The offer of financial securities and instruments admitted for the purposes of par…
The penalties set out in Article 313-1 of the Criminal Code shall apply: 1° The act, for any person, of engaging in the activity of banking or financial canvassing defined in article L. 341-1 without…
The administrative authority responsible for competition and consumer affairs is the competent authority to impose the administrative fines provided for in article L. 362-1 of this Code, under the con…
I.-The provisions of II of article L. 412-1 and of articles L. 621-8-1 to L. 621-8-4 are applicable to public offers of the following securities for which a prospectus is drawn up in the cases provide…
The administrative authority responsible for competition and consumer affairs is the competent authority to impose the administrative fines provided for in article L. 361-1 of this Code, under the con…
…in 1 to 6, supervised by the Autorité des marchés financiers or the Autorité de contrôle prudentiel et de résolution or by equivalent authorities in another Member State of the European Union or party…
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