Article L533-10-5
Investment services providers other than portfolio management companies that use algorithmic trading in a Member State of the European Union or party to the Agreement on the European Economic Area sha…
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Showing 231–240 of 68813 articles for “Art. 2° et L 314-9 · C. mon. fin. Art. L 313-5-1 et L 313-5-2”
Investment services providers other than portfolio management companies that use algorithmic trading in a Member State of the European Union or party to the Agreement on the European Economic Area sha…
…se the services of tied agents must ensure that these agents are registered in accordance with Article L. 545-5.
I.-In order to provide one or more of the services referred to in Article L. 54-10-2 on a regular professional basis, service providers established in France may apply for authorisation from the Autor…
Before entering into a business relationship, the persons referred to in Article L. 561-2 shall collect information relating to the purpose and nature of the relationship and any other relevant inform…
Without prejudice to the provisions of this section and to the European Union's legal regime on State aid, the collège de résolution may not rely on any provision or stipulation the application of whi…
With the agreement of the purchaser, the College of Resolution may return to its original owner any item that has been transferred pursuant to the first paragraph of Article L. 613-52, without the lat…
I. - The following commitments may not be written down or converted, regardless of the legal regime applicable to them: 1° Covered deposits defined in application of 2° of article L. 312-16 or covered…
I. - When the collège de résolution implements a measure in application of the provisions of sub-section 9 of this section, of I of Article L. 613-55, of 1° of I of Article L. 613-55-4, of I of Articl…
I. - Any property, right or obligation acquired by the asset management vehicle may be transferred back to its original owner. Except where the transferee is a bridge institution, this transfer does n…
I. - Except in the cases provided for in 2° of I of Article L. 613-55-1, the resolution college may cancel debt instruments and other eligible commitments issued by a person referred to in I of Articl…
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