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Showing 12311–12320 of 14014 articles for “Art. 2°”
…instruments referred to in Article L. 211-1 and the savings bonds referred to in Article L. 223-1; 2° Any digital representation of a value that is not issued or guaranteed by a central bank or a pub…
…t advisers must:1° Act honestly, loyally and professionally, in the best interests of their clients;2° Exercise their activity, within the limits authorised by their status, with due skill, care and d…
…act offers them the option of repossession or exchange and the revaluation of the capital invested; 2° Any person who collects funds for this purpose; 3° Any person responsible for managing the said a…
…ith the result of providing the trading platform with liquidity on a regular and predictable basis; 2° They enter into a written contract with the trading platform that specifies at least the obligati…
…n Parliament and of the Council of 16 April 2014 on market abuse or the rules of the trading venue ;2° Ensure that persons using the service comply with the requirements of this chapter and the rules…
…investment firm does not meet the requirements of this Title or those of Regulation (EU) 2019/2033; 2° The Authority has evidence that the investment firm is likely to breach the provisions of this Ti…
…s to whom they provide investment services, in particular in relation to the defined target market; 2° Ensure that financial instruments are offered or recommended only in the interests of the client;…
…the Council of 15 May 2014 on markets in financial instruments, of the trading platform concerned ;2° Document the nature of their algorithmic trading strategies and provide detailed information on t…
…ositions they have taken in these instruments or units or in economically equivalent OTC contracts; 2° their clients' positions 3° The positions of their clients' clients up to the end client.
…the research services, of the combined fees or joint payments for execution services and research; 2° The investment service provider informs its clients of the joint payments made to third-party res…
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