Article L532-37
…ort its assessment: 1° A list of the provisions of this section with which the AIFM cannot comply ; 2° A demonstration, based on the technical standards of the European Securities and Markets Authorit…
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Showing 12341–12350 of 14014 articles for “Art. 2°”
…ort its assessment: 1° A list of the provisions of this section with which the AIFM cannot comply ; 2° A demonstration, based on the technical standards of the European Securities and Markets Authorit…
…rance do not comply, within a reasonable time, with the required terms of cooperation stipulated in 2° of Article L. 532-29, the Autorité des marchés financiers may refer the matter to the European Se…
…with a provision of the law under which the AIFM or AIF marketed in the European Union is governed; 2° The law governing the AIFM or the AIF marketed in the European Union contains a provision having…
…applicable, the related services mentioned in Article L. 321-2, to : 1° Non-professional clients ; 2° Clients who have asked to be treated as professional clients; 3° Professional clients and eligibl…
…authority of a third country fails to comply with a request for information exchange referred to in 2° of Article L. 532-29, the AMF may refer the matter to the European Securities and Markets Authori…
…ral meeting, and after ensuring that: 1° The conditions set out in II of Article L. 532-48 are met; 2° The branch is able to comply with the provisions of II of this article. The Autorité de contrôle…
…stitution providing investment services or engaging in investment activities, or an investment firm;2° "Home State" means the State in which the third-country firm has its registered office or, if, un…
…tly, by one or more investment firms or one or more funds managed by a portfolio management company;2° Transactions in financial instruments, guarantees or insurance intended to cover a credit risk;3°…
I. - Portfolio management companies are legal entities which manage one or more : 1° UCITS ; 2° FIA ; 3° UCITS governed by foreign law and approved in accordance with Directive 2009/65/EC of the Europ…
…e ;c) The Institut d'émission des départements d'outre-mer and the Institut d'émission d'outre-mer :2° a) Insurance and reinsurance undertakings governed by the Insurance Code;b) The collective invest…
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