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Showing 2341–2350 of 57187 articles for “Art. 20 and 86”
…behaves in such a way as to give, or be likely to give, misleading indications as to the supply, demand or price of a financial instrument or who fixes, or is likely to fix, the price of a financial i…
…n Articles L. 213-8, L. 511-1, L. 517-1, L. 517-4, L. 522-1, L. 526-1, L. 531-1, L. 542-1, L. 543-1 and L. 549-2, or have the power to sign on behalf of this organisation; 2° Exercise one of the profe…
Deposits made by clients with investment services providers other than portfolio management companies, members of a clearing house or made by such members with a clearing house to cover or guarantee p…
…ket sounding carried out in accordance with Articles 1 to 8 of Article 11 of Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (Market Abuse Re…
The rules of the organised trading system shall lay down, in a transparent and non-discriminatory manner, the conditions for admission of clients to the system, based on objective criteria. The operat…
…rson or legal entity who is a shareholder of a company whose registered office is located in France and whose shares are admitted to trading on a regulated market of a Member State of the European Uni…
For the purposes of this section, an issuer is a person or entity whose financial securities are admitted to trading on a regulated market or whose financial securities, whether admitted to trading or…
Subject to the provisions of Article 226-14 of the French Criminal Code, any manager, employee or agent of a clearing house is liable to the penalties provided for in Article 226-13 of the French Crim…
Any person other than a credit institution or finance company is prohibited from carrying out credit transactions on a regular basis.It is also prohibited for any person other than a credit institutio…
The operator of the organised trading system shall establish transparent rules concerning the criteria for determining which financial instruments may be traded on its system. When a financial instrum…
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