Article L533-19
I.-With a view to providing the service referred to in Article L. 321-1.2, investment service providers other than portfolio management companies shall adopt and apply procedures to ensure that client…
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Showing 2571–2580 of 4828 articles for “Art. 21 January 2014”
I.-With a view to providing the service referred to in Article L. 321-1.2, investment service providers other than portfolio management companies shall adopt and apply procedures to ensure that client…
…been the subject of the report or notification referred to in Article 16 of Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (Market Abuse Re…
…icles In their wording resulting from L. 330-1 with the exception of 1° of I and L. 330-2 Law no. 2021-1308 of 8 October 2021 L. 330-3 Order no. 2009-866 of 15 July 2009 L. 330-4Order no. 2017-1252 of…
…licable In the wording resulting from L. 330-1 with the exception of 1° of I and L. 330-2 Law no. 2021-1308 of 8 October 2021 L. 330-3 Order no. 2009-866 of 15 July 2009 L. 330-4Order no. 2017-1252 of…
…uthorities mentioned in 1° and 2° above in accordance with the provisions of I of Article 74 of Law 2014-873 of 4 August 2014 for real equality between women and men, and of the decree no. 2015-354 of…
…including clients referred to in the first paragraph of paragraph 1 of II of Annex 2 to Directive 2014/65/EU of 15 May 2014, other than those referred to in Article D. 533-11.II. - An investment ser…
…° Information establishing that the conditions laid down in Article 17(4) of Regulation (EU) No 537/2014 of 16 April 2014 are met; 3° The reasons justifying the need to extend the mandate beyond the m…
…n force in mainland France pursuant to that Regulation. II.-The reference to Regulation (EU) No 910/2014 of the European Parliament and of the Council of 23 July 2014 on electronic identification and…
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…financiers and made public by the latter, under the conditions mentioned in Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (Market Abuse Re…
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