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Showing 211–220 of 59323 articles for “Art. 214-9 and 214-10”
The transactions referred to in article L. 313-7 must be publicised in a manner determined by decree. This decree specifies the conditions under which failure to publicise the transaction will result…
…article L. 322-5 participates with voting rights in the Supervisory Board of the Deposit Guarantee and Resolution Fund, except when the latter takes decisions concerning the deposit guarantee mechani…
Where a payment order for an individual payment transaction is transmitted via a payment instrument covered by a payment services framework contract governed by the provisions of Subsection 2 or a dep…
…° Products covered by Article L. 214-42 as it read prior toOrder 2011-915 of 1 August 2011 on UCITS and the modernisation of the legal framework for asset management and by Article L. 214-169 ; 4° Fin…
…t, the market undertaking shall draw up the rules of the market. These rules, which are transparent and non-discretionary, ensure fair and orderly trading and set objective criteria for the efficient…
…close inside information relating to the issuer or the financial instrument in breach of Articles 7 and 17 of Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014…
The Autorité des marchés financiers has the same powers over multilateral trading facilities in another Member State of the European Union or another State party to the Agreement on the European Econo…
The Autorité des marchés financiers has the same powers over organised trading systems in another Member State of the European Union or party to the Agreement on the European Economic Area as it has o…
…secrecy in response to requests made by the clearing house for the purpose of monitoring positions and concerning the identity, positions and solvency of principals whose accounts they keep.
…e European Union nor a party to the Agreement on the European Economic Area. Pursuant to Articles 4 and 14 of Council Regulation (EU) No 1024/2013 of 15 October 2013, credit institution authorisation…
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