Article L511-4-2
The institutions referred to in this chapter which hold financial futures instruments the underlying interest of which consists wholly or partly of an agricultural commodity shall indicate in their an…
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Showing 3671–3680 of 57747 articles for “Art. 22 and Art. 23”
The institutions referred to in this chapter which hold financial futures instruments the underlying interest of which consists wholly or partly of an agricultural commodity shall indicate in their an…
Subject to the provisions of Article 226-14 of the French Criminal Code, the penalties provided for in Article 226-13 of the French Criminal Code shall apply if the members of the administrative, mana…
Article L. 533-22-1 is applicable to credit institutions and investment firms for their activities of portfolio management on behalf of third parties and investment advice within the meaning of Articl…
In all cases, members of a clearing house undertake to fulfil, vis-à-vis the clearing house, all obligations arising from transactions entered in the name of third parties in their accounts. Payment o…
…ch issuers whose equity securities or debt securities with a nominal value of less than 1,000 euros and which are not money market instruments, within the meaning of Directive 2004/39/EC of the Europe…
The Legal and Administrative Information Directorate is responsible for the centralised storage of regulated information, as provided for in Article 21 of Directive 2004/109/EC of the European Parliam…
An association taking legal action under articles L. 452-2 and L. 452-3 may bring a civil action before the examining magistrate or the court in the place where the defendant has its registered office…
Article L. 245-2 of the French Commercial Code sets out the penalties for advertising subscriptions to securities.
…ed in point 1 of paragraph 1 of Article 4 of Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013.II. - Finance companies are legal entities, other than credit ins…
…s applicable to them, the prohibitions defined in Article L. 511-5 do not apply to the institutions and services listed in Article L. 518-1, nor to undertakings governed by the Insurance Code, nor to…
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