Article R621-41
…anently banned from trading or temporarily suspended from trading, the Chairman of the Autorité des marchés financiers, after seeking the opinion of the legal entity penalised, shall appoint another s…
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Showing 771–780 of 6290 articles for “Art. 28 March 2014”
…anently banned from trading or temporarily suspended from trading, the Chairman of the Autorité des marchés financiers, after seeking the opinion of the legal entity penalised, shall appoint another s…
The Chairman of the Enforcement Committee will examine whether the application meets the conditions set out in Articles R. 621-41-1 and R. 621-41-2. If it does, the procedure is governed by article R.…
…o reward effort and performance. Pursuant to Article L. 3312-2 of the Labour Code, the Autorité des marchés financiers may apply Chapters I and II of Title I of Book III of Part III of the Labour Code…
The Autorité des marchés financiers is the competent authority, within the meaning of paragraph 18 of Article 2 and paragraph 6 of Article 6 of Regulation (EU) 2019/1238 of the European Parliament and…
…to increased systemic risks in the financial system or risks of market disruption. The Autorité des marchés financiers shall inform the European Securities and Markets Authority, the European Systemic…
…magistrate (juge d'instruction), where appropriate: 1° To the Secretary General of the Autorité des marchés financiers, before sanction proceedings are initiated; 2° Or to the rapporteur of the Enforc…
…the same Regulation shall be communicated by the persons referred to in a to c to the Autorité des marchés financiers and made public by the latter, under the conditions mentioned in Regulation (EU)…
For the application of provisions falling within the remit of the Autorité des marchés financiers, civil, criminal or administrative courts may call upon the chairman of the Autorité des marchés finan…
If, in the course of its duties, the Autorité des marchés financiers becomes aware of a crime or offence, it must immediately notify the public prosecutor and forward to the latter all information, re…
…aragraph of Article L. 22-10-35 under conditions set by the General Regulations of the Autorité des marchés financiers. The AMF draws up an annual report on the basis of this information and may appro…
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