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Showing 5571–5580 of 68819 articles for “Art. 298 sexdecies A and B”
In the report referred to in the second sentence of the first paragraph of Article L. 621-18-3, the AMF shall report on the application of Articles L. 544-3 to L. 544-6 and may approve any recommendat…
Any breach by financial investment advisers as defined in article L. 541-1 of the laws, regulations and professional obligations applicable to them is subject to sanctions imposed by the Enforcement C…
The AMF may require the suspension, on a temporary basis, of the redemption of units or shares or the issue of new units or shares of an AIF when exceptional circumstances so require and if the intere…
I. - In the event of the breaches referred to in II of Article L. 621-15, the AMF Board may publish a statement specifying the identity of the natural person or legal entity in question and the nature…
It is punishable by the penalties laid down in Article 226-13 of the Criminal Code for the directors or officers of the persons mentioned in Article 16 of Regulation (EU) No 596/2014 of the European P…
At the request of one or more investment services providers or a professional association of investment services providers, the Autorité des marchés financiers may, after obtaining the opinion of the…
I. - The Autorité des marchés financiers shall issue the authorisation provided for in paragraph 2 of Article 18 of Commission Regulation (EU) No 1031/2010 of 12 November 2010 on the timing, managemen…
The Autorité des marchés financiers is the competent authority, within the meaning of Article 67(1) of Directive 2014/65/ EU of the European Parliament and of the Council of 15 May 2014 on markets in…
The Autorité des marchés financiers may require the suspension, on a temporary basis, of the redemption of units or shares or the issue of new units or shares in an undertaking for collective investme…
The Autorité des marchés financiers may make a public statement mentioning any person responsible for a breach of European regulations, laws, regulations or professional rules approved by the Autorité…
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