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Showing 4061–4070 of 57074 articles for “Art. 298 sexdecies E and Art. 537”
Silence on the part of the administration shall constitute a decision to reject applications for approval of the programme of operations of market undertakings pursuant to 2° of VII of Article L. 621-…
Silence on the part of the administration shall constitute a decision to reject : 1° Applications for initial approval of the rules of an organised trading system made pursuant to the third paragraph…
When assessing the notification provided for in I of Article L. 511-12-1, the Autorité de contrôle prudentiel et de résolution shall assess, for the purpose of ensuring that the credit institution or…
The Autorité de contrôle prudentiel et de résolution shall send the European Central Bank a proposed decision to oppose the proposed acquisition only if there are reasonable grounds for doing so on th…
The statutory auditors referred to in Article L. 511-38 are appointed by the body of these undertakings responsible for approving the accounts. They are appointed for six financial years. Their term o…
The Autorité de contrôle prudentiel et de résolution collects the information referred to in Articles L. 511-98 and L. 511-99 published by credit institutions and finance companies, under the conditio…
The information contained in the direct seller file is as follows:1° The direct seller's registration number;2° The name, surname, first names, date and place of birth of the direct seller, natural pe…
The Autorité des marchés financiers shall notify the European Securities and Markets Authority of the trading halt parameters referred to in II of Article L. 420-3 that are notified to it by trading v…
When the Autorité des marchés financiers considers that an agent should be appointed in accordance with the provisions of Article L. 421-3, it shall inform the market undertaking, by registered letter…
I. - The threshold mentioned in the first paragraph of I of Article L. 511-47 is set on the basis of the book value of assets corresponding to trading activities in financial instruments at 7.5% of th…
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