Article D425-3
The Autorité des marchés financiers shall notify the European Securities and Markets Authority of any authorisation granted to an investment services provider other than a portfolio management company…
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Showing 4101–4110 of 57074 articles for “Art. 298 sexdecies E and Art. 537”
The Autorité des marchés financiers shall notify the European Securities and Markets Authority of any authorisation granted to an investment services provider other than a portfolio management company…
In order for the association to obtain approval, its managing members, within the meaning of article 5 of the aforementioned law of 1st July 1901, must meet the following conditions: 1° Be of legal ag…
When the Financial Public Prosecutor informs the Autorité des marchés financiers of his intention to initiate public proceedings pursuant to the first paragraph of II of Article L. 465-3-6, he shall s…
When the Autorité de contrôle prudentiel et de résolution assesses the good repute of the persons mentioned in Article L. 511-51 in accordance with Articles L. 511-10 or R. 511-3-1, it consults the ce…
When a natural person carries out canvassing activities on behalf of a legal entity authorised under the conditions set out in I of article L. 341-4, the legal entity issues the canvassing licence pro…
Any de jure or de facto manager of a commercial company referred to in article R. 313-14 who contravenes the obligations referred to in I of that article, or any other legal entity or natural person w…
The competent administrative authority referred to in article D. 351-3 is the Minister for the Economy.
The Autorité des marchés financiers shall communicate the information referred to in the second paragraph of Article L. 420-18 to the competent authority of the State concerned within one month, in ac…
The decision to appoint a trustee shall specify the foreseeable duration of the assignment and the terms on which the market undertaking will remunerate the trustee, taking into account the nature and…
The implied decision referred to in 1° of article R. * 421-6-1 arises at the end of a period of three months following the date of receipt of the application; the decision referred to in 2° of the sam…
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