Article R621-38
When the Board decides to initiate sanction proceedings, the statement of objections is sent to the respondent by registered letter with acknowledgement of receipt, by hand delivery against a receipt…
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Showing 7431–7440 of 33578 articles for “Art. 3 oct. 2007”
When the Board decides to initiate sanction proceedings, the statement of objections is sent to the respondent by registered letter with acknowledgement of receipt, by hand delivery against a receipt…
…qualified person expires before its term, the competent authority referred to in 5° of Article L. 631-2 shall appoint a replacement for the remainder of the term of office. The appointment of the qua…
…the rapporteur's request in accordance with the conditions and procedures set out in Article R. 621-38 . The time limit provided for in the fourth paragraph of Article R. 621-38 applies in the event o…
…Area exercising similar powers with the assistance that the latter requests pursuant to Article L. 632-16, it shall notify the AMF of the reasons for its refusal and, if the refusal is based on the ex…
The Government Commissioners appointed to a body pursuant to the provisions of Article L. 615-1 shall ensure that the body, either directly or through its subsidiaries or the establishments over which…
When the Secretary General proposes that the Board implement the procedure provided for in II of Article L. 621-14, he shall first inform the person concerned, by registered letter with acknowledgemen…
For the purposes of applying the penalties listed in this Title, the following are deemed to be company directors: the chairman and managing director, the chairman, the directors, the managing directo…
…Receives from the Banque de France the information it gathers under the provisions of Articles R. 131-26 to R. 131-31 and R. 131-33 to R. 131-37;2° Carries out the tasks assigned to the Banque de Fra…
…ité de contrôle prudentiel et de résolution is the supervisory authority referred to in Article L. 633-14, it shall consult the other competent authorities concerned and implement the guidelines devel…
For the application of the provisions of Books I to VI of the regulatory part of the present code in Saint-Barthélemy, Saint-Martin and Saint-Pierre-et-Miquelon, subject to the adaptations in the pres…
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