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Showing 9701–9710 of 33578 articles for “Art. 3 oct. 2007”
…s, the AMF shall communicate, without undue delay, the information referred to in 6° of Article L. 533-10-8 that it receives from the investment services provider.
…he accused party in accordance with the conditions set out in the first paragraph of Article R. 621-38. It specifies that the addressee may obtain a copy of the documents in the case file from the Boa…
Within eight days of this communication, the challenged member shall make known in writing either his agreement to the challenge or the reasons why he opposes it.
Acts performed by the challenged member before he became aware of the request for challenge may not be challenged.
If the agreement reached is validated by the Board, it is forwarded for approval to the Chairman of the Enforcement Committee, who refers it to one of its sections for approval under the conditions la…
A member of the Enforcement Committee who, without prejudice to the cases provided for in Article 12 of the aforementioned Act of 20 January 2017, assumes that he or she is a ground for disqualificati…
The Board's decision can only be appealed together with the decision on the grievances.
The request for recusal shall be made by a document delivered to the secretariat of the Commission, which shall issue a receipt, or by a statement recorded by the secretariat in the minutes.It must, o…
…ut in Articles R. 621-41-1 and R. 621-41-2. If it does, the procedure is governed by article R. 621-39.
…venue, the AMF shall provide, without undue delay, the information referred to in 2° of Article L. 533-10-5 that it receives from the investment services provider using algorithmic trading.
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