Article L613-31
The provisions relating to the safeguarding, reorganisation and liquidation of credit institutions and investment firms set out in articles L. 613-25 to L. 613-30 and L. 211-10 do not apply to legal p…
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Showing 2391–2400 of 67915 articles for “Art. 3° and II”
The provisions relating to the safeguarding, reorganisation and liquidation of credit institutions and investment firms set out in articles L. 613-25 to L. 613-30 and L. 211-10 do not apply to legal p…
…tion is responsible for monitoring compliance by the institutions referred to in Articles L. 511-22 and L. 511-23 with the legislative and regulatory provisions applicable to them under the terms of A…
…n. These plans shall provide for the resolution measures that may be taken pursuant to Subsection 9 and Subsection 10 of this Section when the conditions for triggering a resolution procedure mentione…
…e la législation et de la réglementation financières have the necessary time to prepare for, attend and participate in meetings. This time is treated as actual work for the purposes of determining ent…
…dividual decisions of the Autorité des marchés financiers, other than those relating to the persons and entities referred to in II of Article L. 621-9, including the penalties imposed on them, shall b…
…investment strategy, defined in Article 3 of Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (Market Abuse Regulation) and repealing Directiv…
…e a breach by a member of the rules of the code of conduct referred to in the same article.Notwithstanding Articles 42 et seq. of Act 86-1067 of 30 September 1986 on freedom of communication, when the…
…their legal representative, depending on the seriousness of the breach: 1° A warning ; 2° a reprimand 3° Compulsory insertion of a notice or press release in the publication concerned; 4° Broadcast…
…nce with the last paragraph of Article 20 of Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (Market Abuse Regulation) and repealing Directiv…
…ies. It submits this report to the Autorité des marchés financiers, which provides its observations and recommendations on the association's activities in its annual report.
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