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Showing 4711–4720 of 67915 articles for “Art. 3° and II”
…ant to the provisions of the fourth paragraph of I of Article L. 511-12-1, the fifth paragraph of I and II of Article L. 531-6 and Article L. 611-2, as wellas the measures taken for failure to comply…
…r a State party to the Agreement on the European Economic Area with the largest balance sheet total.3° Either the parent financial holding company in the European Union or located in a State party to…
The joint decisions referred to in II and III of Article L. 613-20-4 are updated annually.
For the purposes of Article L. 613-33-4, before conducting an on-site inspection of the French branch of an investment firm referred to in Article L. 532-18-1, the Autorité de contrôle prudentiel et d…
…shall first inform the person concerned, by registered letter with acknowledgement of receipt, by hand-delivery against a receipt or by bailiff's deed or by any other means that enables the date of r…
…9-1.The person making the request is notified by any means of the date on which it will be examined and of the opportunity he or she will have to make oral observations.The Committee shall take its de…
The Autorité des marchés financiers shall communicate to the European Securities and Markets Authority :-decisions relating to the authorisation of investment firms ; -at least once a year, the list o…
The committee secretariat will send a copy of the request for recusal to the member who is the subject of the recusal.
As soon as he has been notified of the request, the challenged member shall abstain until the request has been decided.
At the request of a competent authority of a trading venue to which an investment services provider other than an asset management company provides direct electronic access, the AMF shall communicate,…
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