Article R518-30-1
The accounting, prudential and internal control obligations applicable to Caisse des dépôts et consignations are set out in Decree 2020-94 of 5 February 2020.
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Showing 1981–1990 of 59987 articles for “Art. 3-1°”
The accounting, prudential and internal control obligations applicable to Caisse des dépôts et consignations are set out in Decree 2020-94 of 5 February 2020.
Members of staff of an investment firm who have been given authority to sign on behalf of that firm may not take up any other employment or perform any paid work outside that firm without first inform…
I.-On receipt of a complete application, the Autorité des marchés financiers will examine it and forward it within five working days to the Autorité de contrôle prudentiel et de résolution for its opi…
I. - The persons referred to in Article L. 561-2 shall be informed directly, in writing and by any means likely to confer a date certain and to guarantee the security and conservation of this designat…
A member of the Enforcement Committee who, without prejudice to the cases provided for in Article 12 of the aforementioned Act of 20 January 2017, assumes that he or she is a ground for disqualificati…
The Board's decision can only be appealed together with the decision on the grievances.
At the request of a competent authority of a trading venue on which an investment services provider other than an asset management company uses algorithmic trading as a member or client of that venue,…
I. - Notwithstanding the provisions of articles R. 3252-2 to R. 3252-5, where the trade union organisation has not reimbursed the employer for all or part of the sums due within the period provided fo…
The maximum amount of residual claims paid as a priority pursuant to the second paragraph of Article L. 3252-8 is set at €500.
Where the rules of the collective retirement savings plan provide for employees to join by default, the company shall inform each employee in accordance with the procedures set out in the plan rules.…
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