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Showing 7911–7920 of 65739 articles for “Art. 384 and Cass. 1ère civ. 6-3-2013 n° 11-26.728 FS-PBI”
…However, if the AIFM modifies its marketing strategy within two years of its initial authorisation and if this new strategy, if it had been the initial marketing strategy, would have had the effect o…
Investment services providers other than portfolio management companies shall notify the Autorité de contrôle prudentiel et de résolution of significant intra-group transactions in accordance with the…
…d within them. These periodic reports shall include detailed information on the price, costs, speed and likelihood of execution for the various financial instruments.The obligations mentioned in this…
…he public with all relevant information about the proposed transaction, the person who initiated it and the manager. Where the customer or potential customer has not received the disclosure document p…
A voting advisory service is provided by a legal person who analyses, on a professional and commercial basis, corporate documents or any other information concerning companies whose shares are admitte…
Participative finance intermediaries as defined in Article L. 548-2 are registered in the single register mentioned in Article L. 546-1.
A public offer of tokens consists of offering to the public, in any form whatsoever, to subscribe to these tokens. A public offer of tokens does not include an offer of tokens open to subscription by…
…project promoter is a local authority, the provider of equity crowdfunding services shall inform it and the investors of the offences set out in Articles 432-10 to 432-12 of the French Penal Code and…
In investment firms of significant importance in relation to their size, the board of directors, the supervisory board or any other body exercising equivalent supervisory functions shall establish a r…
…ces provider other than a portfolio management company which, on an organised, frequent, systematic and substantial basis, deals on own account by executing client orders without operating a multilate…
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