Article R532-1
…on its application drawn up in accordance with the conditions laid down in the Delegated Regulation and the Implementing Regulation of the European Commission adopted pursuant to paragraphs 4 and 5 of…
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Showing 1261–1270 of 66668 articles for “Art. 387-1 and 505”
…on its application drawn up in accordance with the conditions laid down in the Delegated Regulation and the Implementing Regulation of the European Commission adopted pursuant to paragraphs 4 and 5 of…
Where an investment services provider referred to inArticle L. 532-18 intends to use a tied agent, within the meaning ofArticle L. 545-1, established in its home country, the identity of that agent sh…
Investment firms are required to close their financial year on 31 December. However, the Autorité de contrôle prudentiel et de résolution may authorise investment firms to derogate from this rule for…
…ant of its decision within three months of the date of receipt of the file that complies with the standard file.The AMF may extend this period by up to a further three months if it deems it necessary…
…period by up to one month if it deems it necessary due to the particular circumstances of the case and after notifying the portfolio management company. The changes will be implemented if the AMF doe…
The amount specified in article L. 525-5 is set at 150 euros.
…the persons referred to in Article L. 561-2, other than those referred to in 1°, 1° bis, 1° ter, 5° and 7° of Article L. 561-2, where the sum of their currency purchase and sale transactions does not…
…opean Union or another State party to the Agreement on the European Economic Area operating in mainland France, Guadeloupe, French Guiana, Martinique, La Réunion, Mayotte and Saint-Martin, it shall se…
…in France, it is also required to provide precise information on the supervision exercised over it and on the structure of the group to which it belongs and, where applicable, on the nature and exten…
…ed to in article L. 531-4; c) Other authorised or regulated financial institutions;d) The insurance and reinsurance undertakings referred to respectively in the first paragraph of article L. 310-1 and…
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