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Showing 3411–3420 of 66668 articles for “Art. 387-1 and 505”
…ruments referred to in the second paragraph of article R. 533-2 are those referred to in 2, 3, 4, 7 and 8 of I of article D. 211-1 A.
Where they have been given authority to sign on behalf of an investment firm, members of the staff of that investment firm may not, without the authorisation of the senior management, perform administ…
…ther body exercising equivalent supervisory functions shall have adequate access to the information and documents necessary to supervise and monitor management decisions.
…he tables are published in the notes to their annual financial statements. If the management report and the annual financial statements are not made public by the clerk of the commercial court, the ta…
…urse may also take into account the failure to comply with the requirements relating to good repute and competence applicable to the person concerned.
…ient the option of delaying the transaction so that it can receive the suitability statement beforehand.For the purposes of the last paragraph of Article L. 533-15, professional clients wishing to ben…
…wdfunding pursuant to Article L. 548-5 shall include cover of not less than 250,000 euros per claim and 500,000 euros per insurance year. Where the policy is taken out by an intermediary in the field…
Members of staff of an investment firm who have been given authority to sign on behalf of that firm may not take up any other employment or perform any paid work outside that firm without first inform…
Subsections 2 and 3 of this section apply to class 2 and class 3 investment firms under the conditions defined in Article L. 533-24-2.
For the application of III of Article L. 561-5, the persons mentioned in 2° to 2°e and 3°a of Article L. 561-2 shall identify and verify the identity of the beneficiaries of life insurance or capitali…
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