Article L533-10
I.-Portfolio management companies : 1° Put in place rules and procedures to ensure compliance with the provisions applicable to them, including those set out in Article 11 of Regulation (EU) No 648/20…
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Showing 641–650 of 66668 articles for “Art. 387-1 and 505”
I.-Portfolio management companies : 1° Put in place rules and procedures to ensure compliance with the provisions applicable to them, including those set out in Article 11 of Regulation (EU) No 648/20…
…ces of tied agents, within the meaning of 29(1) of Article 4 of Directive 2014/65/EU of 15 May 2014 and who may be natural or legal persons, to provide the following investment services, for which it…
…ge the property themselves or where the contract offers them the option of repossession or exchange and the revaluation of the capital invested; 2° Any person who collects funds for this purpose; 3° A…
…of European venture capital funds covered by Regulation (EU) No 345/2013 of the European Parliament and of the Council of 17 April 2013 on European venture capital funds and managers of European socia…
…termediation consists of bringing together, by means of a website, the promoters of a given project and the persons financing that project under the following conditions: 1° Legal entities and, when a…
…f capital, are required to report to the Public Prosecutor any transactions of which they are aware and which involve sums that they know to be the proceeds of one of the offences referred to in Artic…
…in point 36a of paragraph 1 of Article 2 of Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) N…
Any issuer making a public offer of tokens and applying for approval from the Autorité des marchés financiers under the conditions set out in Articles L. 552-4 to L. 552-7 shall be subject to the obli…
…of transmitting them on behalf of a client to whom they have provided advice, under the conditions and within the limits set by the General Regulation of the Autorité des marchés financiers, and carr…
…under the same conditions. The Autorité des marchés financiers (AMF) is responsible for supervising and monitoring authorised service providers and will request the approval of the Autorité de contrôl…
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