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Showing 8121–8130 of 24797 articles for “Art. 4 mars 2021”
A decree shall determine the conditions under which the information provided for in Articles L. 532-23 to L. 532-25-1 shall be communicated to the competent authorities of the Member State concerned.
A decree of the Conseil d'Etat shall determine the procedures to be followed by the Autorité de contrôle prudentiel et de résolution and the Autorité des marchés financiers in exercising the powers ve…
The members of the risk committee set up pursuant to the provisions of Article L. 533-31 have the knowledge, skills and expertise to enable them to understand, manage and monitor the investment firm's…
…hen it supervises the implementation of this strategy by the persons mentioned in Article L. 532-2 .4 and by the head of the risk management function. In the case of a branch of an investment firm ref…
The board of directors, the supervisory board or any other body exercising equivalent supervisory functions and, where applicable, the risk committee shall be provided with full information on the sit…
…unctions within the investment firm. The branches of investment firms referred to in Article L. 532-48, where they are material in relation to their size, are required to provide evidence of the exist…
A decree of the Conseil d'Etat shall lay down the conditions for the application of this sub-section.
The penalties provided for in article L. 571-3 shall apply to any person who, either directly or on behalf of a company, engages in the activities defined in article L. 515-2 without complying with th…
The validity of an agreement concluded within all or part of a group is assessed in accordance with the conditions laid down in articles L. 2232-12 and L. 2232-13. The 30% and 50% rates mentioned in t…
Agreements concluded pursuant to this section shall be subject to the conditions of form, notification and filing set out in sections 2 and 3 of Chapter I of this Title.
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