Article R533-16-4
By way of derogation from this section, class 1 bis investment firms are subject to the provisions of articles R. 511-17 to R. 511-26.
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Showing 3791–3800 of 69357 articles for “Art. 4°-a and 4°-c”
By way of derogation from this section, class 1 bis investment firms are subject to the provisions of articles R. 511-17 to R. 511-26.
I.-The persons referred to in Article L. 561-2 shall define and implement procedures enabling them to determine whether the transaction they are carrying out is one of those referred to in 3° of Artic…
…the application of I of Article L. 561-5, the persons mentioned in Article L. 561-2 shall identify and verify the identity of the persons acting on behalf of the customer in accordance with the proce…
The period of time after which the AMF's silence on registration applications submitted pursuant to Article L. 54-10-3 shall be deemed to constitute a decision of acceptance is six months from the dat…
The projects referred to in the second paragraph of article L. 561-2-3 are projects submitted by the same person for which the total of the amounts targeted for financing or the total of the amounts c…
For the persons mentioned in 1° to 2°e, 6°, with the exception of financial investment advisors and providers of participative financing services in respect of their activities mentioned in Article L.…
…uant to Article L. 561-36; 2° The number of reports of breaches referred to in Articles L. 561-36-4 and L. 634-1 that these authorities have received, where applicable; 3° The number of reports and su…
…la Cour de cassation; 6° On the website of the Ministry of Justice for administrateurs judiciaires and mandataires judiciaires; 7° On the website of the Ordre des experts-comptables for experts-compt…
Without prejudice to the publication on an official website provided for in Article R. 561-42-1, the decision may also be published in the publications, newspapers or media designated by the sanctioni…
…event of any significant issue or finding with an impact on liquidity supervision referred to in II and III of Article L. 613-20-4 respectively shall take into account the risk assessment of the subsi…
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