Article L511-4-3
Article L. 533-22-1 is applicable to credit institutions and investment firms for their activities of portfolio management on behalf of third parties and investment advice within the meaning of Articl…
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Showing 2451–2460 of 61830 articles for “Art. 41 E to 41J and Art. 41 F”
Article L. 533-22-1 is applicable to credit institutions and investment firms for their activities of portfolio management on behalf of third parties and investment advice within the meaning of Articl…
In all cases, members of a clearing house undertake to fulfil, vis-à-vis the clearing house, all obligations arising from transactions entered in the name of third parties in their accounts. Payment o…
I. - French issuers whose equity securities or debt securities with a nominal value of less than 1,000 euros and which are not money market instruments, within the meaning of Directive 2004/39/EC of t…
The Legal and Administrative Information Directorate is responsible for the centralised storage of regulated information, as provided for in Article 21 of Directive 2004/109/EC of the European Parliam…
An association taking legal action under articles L. 452-2 and L. 452-3 may bring a civil action before the examining magistrate or the court in the place where the defendant has its registered office…
Article L. 245-2 of the French Commercial Code sets out the penalties for advertising subscriptions to securities.
I.-Credit institutions are the undertakings defined in point 1 of paragraph 1 of Article 4 of Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013.II. - Finance co…
Without prejudice to the specific provisions applicable to them, the prohibitions defined in Article L. 511-5 do not apply to the institutions and services listed in Article L. 518-1, nor to undertaki…
The provisions of Articles L. 533-11 to L. 533-16, L. 533-18, L. 533-19, L. 533-24 and L. 533-24-1 are applicable to transactions concluded on an organised trading system.
Any organised trading system in another Member State of the European Union or party to the Agreement on the European Economic Area that operates without requiring the actual presence of natural person…
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